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2017 September Ethics Meeting
Wednesday, September 13, 2017, 11:30 AM - 2:00 PM PST
Category: Events

Date:

Wednesday, September 13, 2017
11:30 AM - 3:00 PM

Location:

Marriott Courtyard - Lake Union
925 Westlake Ave N.
Seattle, WA 98109

Registration:

$40 FPA Members
$60 Non-FPA Members

Pre-Registration is closed, but walk-ins are welcome!

 

Event:

2017 September Ethics Program

"A Pragmatic Walk Through the Ethical Looking Glass" Melissa Kemp.

Approved for 2 CFP Credit

Description:

The program is currently hosted by the FPA of Greater Phoenix, created and presented by Melissa Kemp. This is an affordable alternative for FPA chapters. Provide 2 hours of CFP® Board of Standards approved Ethics Continuing Education credit in an interactive, competitive and fun format. The inclusion of a rotating and continually updated set of Anonymous Case Histories creates a fresh Ethics program for attendees every time.

Learning Objectives:

1.) Define and discuss a financial planning engagement, material elements of financial planning, and the financial planning process.

2.) Analyze specific fact patterns to determine if a financial planning relationship exists.

3.) Differentiate between the standards of care set forth in Rules 1.4 and 4.5 of the Rules of Conduct, and apply each standard of care to specific factual situations.

4.) Apply each Practice Standard set forth in the Financial Planning Practice Standards to a hypothetical financial planning engagement.

5.) Identify the information that must be disclosed to the client in writing by a CFP® professional who is engaged in a financial planning relationship or providing material elements of financial planning.

6.) Define the required information that must be disclosed to clients and prospective clients, when that information must be disclosed, and apply each disclosure requirement to specific factual situations.